Compliance Officer – Trade Monitoring

  • Permanent
  • London,

Bruin Financial

Ref: 37001
An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk limit breaches. Additionally, you'll support the broader Risk and Compliance Team with ad-hoc tasks. This is a fantastic opportunity for someone looking for generalist exposure in compliance. Salary is up to £60,000. Reach out for more details.

 

Bruin recognises the positive value of diversity, and aims to promote equality and challenge unfair discrimination. As a champion of equal opportunity employment we welcome applications from all suitably qualified persons – men and women, people of all ages, sexual orientations, nationalities, religions and beliefs. We particularly encourage applications from women, disabled, and Black, Asian and minority ethnic candidates as these groups are underrepresented throughout the financial services industry. Our clients work with us because they value a diverse workforce, and subscribe to our shared principle that all appointments are made on merit and that ability to perform the job will be the primary consideration.

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