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|Sectors||Investment & Middle Office
Pensions & Employee Benefits
Our client is a well-respected Financial Services organisation looking to recruit a Compliance File Reviewer. The individual would be an integral part of a busy compliance team responding to deadlines and service levels that require a focus and dedication to quality and principles of the organisation.
Experienced in reviewing pension and investment to include:
Occupational Pensions Transfers
Occupational Pension switches
Off shore Bonds
Excellent communication skills, both written and verbal are essential requirements of the role.
Quality assess both pre sale and post -sale client reviews
Provide feedback to advisers
Reporting to the Head of Group Compliance and providing monthly MI
Ideally Diploma Level 4 qualified
Candidates who are working towards the Advanced Diploma would possess a distinct advantage
A fundamental understanding of the Financial Conduct Authoritys Conduct of Business rules and principles of business would be desirable.
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