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File Checker

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Salary Competitive
Type Permanent
Location Manchester
Sectors Investment & Middle Office
Pensions & Employee Benefits
Job Reference UK2A/MAS/28246
Contact Mark Singleton
Date posted 05-03-2018

Our client is a well-respected Financial Services organisation looking to recruit a Compliance File Reviewer. The individual would be an integral part of a busy compliance team responding to deadlines and service levels that require a focus and dedication to quality and principles of the organisation.

The role

Experienced in reviewing pension and investment to include:
Occupational Pensions
Occupational Pensions Transfers
Personal pensions
Occupational Pension switches
Off shore Bonds
NISA,s
Corporate Protection
Excellent communication skills, both written and verbal are essential requirements of the role.
Quality assess both pre – sale and post -sale client reviews
Provide feedback to advisers
Reporting to the Head of Group Compliance and providing monthly MI
Key Requirements –

Ideally Diploma Level 4 qualified
Candidates who are working towards the Advanced Diploma would possess a distinct advantage
A fundamental understanding of the Financial Conduct Authority’s Conduct of Business rules and principles of business would be desirable.

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Contact Mark about this job

VP, Consultant