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|Sectors||UK & Regional
BRUIN Financial are working with a start-up organisation who are looking for a Compliance officer to join their Manchester Office. This is an excellent opportunity to build a function from scratch whilst gaining full support from senior management.
- Oversight and monitoring of relevant third parties
- Creating and reviewing the firms policies
- Ensuring risk management processes for trading are robust and occur in a timely manner
- Drive a positive attitude to a culture of compliance diligence within the firm
What you'll need:
- Previous experience reporting to and liaising with the FCA
- Experience of conduct risk management
- Active experience in regulatory compliance regarding the FCA
In return our client is offering a great salary and benefits.
For more information, please send your CV for immediate consideration to Josh.Littlemore@bruinfinancial.com
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