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Compliance Officer

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Salary Competitive
Type Permanent
Location Manchester
Sectors UK & Regional
Compliance
Job Reference UK2C/JXL/32680
Contact Josh Littlemore
Date posted 20-09-2019

BRUIN Financial are working with a start-up organisation who are looking for a Compliance officer to join their Manchester Office. This is an excellent opportunity to build a function from scratch whilst gaining full support from senior management.

Responsibilities:
- Oversight and monitoring of relevant third parties
- Creating and reviewing the firms policies
- Ensuring risk management processes for trading are robust and occur in a timely manner
- Drive a positive attitude to a culture of compliance diligence within the firm

What you'll need:
- Previous experience reporting to and liaising with the FCA
- Experience of conduct risk management
- Active experience in regulatory compliance regarding the FCA

In return our client is offering a great salary and benefits.

For more information, please send your CV for immediate consideration to Josh.Littlemore@bruinfinancial.com

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Contact Josh about this job

AVP, Consultant