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Compliance Advisory

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Salary Competitive
Type Permanent
Location Southampton
Sectors UK & Regional
Compliance
Credit & Risk Management
Job Reference UK2C/jxl/32614
Contact Josh Littlemore
Date posted 12-09-2019

BRUIN Financial are working on a great opportunity for a Compliance Advisory to join our clients offices based in Whiteley. In this role, you will be working as part of the Regulatory compliance team to manage compliance risks and embed customer-focused culture.

Key Accountabilities:
- Provide support to relevant business areas to manage regulatory compliance risks in line with the regulatory compliance operating model.
- Developing and maintaining effective team working and communication with all members of the compliance team
- Provide proactive, timely and accurate Compliance and regulatory advice
- Make use of the compliance systems - IRIS, Engage and more

Requirements:
- Understanding of UK Financial services industry
- Understanding of investment products and UK regulatory environment
- Regulatory and/or compliance experience

In return our client is offering a great salary and benefits. For more information, please send your CV to Josh.Littlemore@bruinfinancial.com for consideration.

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Contact Josh about this job

AVP, Consultant