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Senior Compliance Monitoring Manager – Cardiff

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Salary £65k to £85k
Type Permanent
Location
Sectors UK & Regional
Compliance
Job Reference UK01/SXA/28860
Contact BRUIN Financial
Date posted 17-05-2018

We are working with a leading financial services organisation on a Senior Compliance Monitoring Manager role opportunity. Our client is looking for an experienced compliance monitoring professional with strong people management experience. The role will be based in Cardiff.

Key Responsibilities

• Manage the Compliance Monitoring functions
• Oversee the first line of defence activity, using digital and system analytics, and evaluate the first line of defence customer activity
• Contribute to the development and implementation of new technologies Participate in projects and change initiatives to ensure that regulatory requirements are met
• Manage monitoring reviews, using technology to deliver results and insights
• Improve the processes for performing and reporting regulatory compliance reviews
• Identify remedial actions when required and ensure a mechanism is in place for escalations
• Contribute to training and developing of team members

Skills and Expertise

• Compliance monitoring expertise
• Proven experience in using digital and system analytics tools
• Risk management understanding
• Projects & change experience
• Experience in managing a team and coaching individuals
• Ability to interpret complex information, manage large volume of data, and report on findings
• Experience in making regulatory judgements
• Financial Services background would be an advantage

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