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Lead Manager, Regulatory Reporting

Salary Competitive
Type Permanent
Location City of London
Sector Operations
Job Reference T5/JMDR/33424
Contact Jonathan Ross
Date posted 13-01-2020

Role Responsibilities
 Implement and support policies, procedures, and internal controls across the Investment Operations Regulatory Reporting function.
 Participate in internal and external audits conducted by the regulators in relation to the firms’ trade reporting obligations.
 Monitor trade reporting related risks.
 Utilise technical and operation expertise to aid in resolving complex operating and reporting issues.
 Design, implement, and execute ongoing management reporting.
 Implement operational change management program related to regulatory trade reporting framework.
 Awareness of future regulatory changes and the potential impact on the firm.
 Partner with Legal, Compliance, ECO and where applicable, other core functions to implement a sustainable change management process for regulatory reporting projects
 Awareness of the creation of new instruments and products and to ensure they are implemented effectively into the regulatory reporting framework.

If you think you have the skills required and would like to apply, please submit your CV or contact Arjaree Shackleton at BRUIN Financial (

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Contact Jonathan about this job

AVP, Consultant