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BRUIN Financial have partnered with a global investment manager that is now looking for a senior compliance associate to join them. This is a broad role that reports into the UK. You will be providing day-to-day European Compliance advice and guidance to a particular European business group and being their European Compliance point of contact.
This will suit an experienced compliance professional that is career driven and looking to work with a market leader in this space- Talent Acquisition Specialist
ABOUT THE ROLE:
Advising on relevant policies and procedures.
Working with the relevant business group to ensure matters arising on the regulatory timetable are actioned.
Producing reports for senior management on Compliance advisory activities.
Conducting new staff Compliance inductions and other regulatory training.
Handling routine business as usual Compliance queries from the business.
Assisting the planning, preparation and communication in respect of regulatory visits and periodic requests.
Conducting internal inquiries and investigations as necessary.
Advising the Compliance Monitoring team in respect of matters relevant to the oversight of a particular European business group.
ABOUT THE PERSON:
4 + years compliance experience in an investment management business or equivalent.
Knowledge and experience of UK and/or Irish UCITS preferable.
Excellent verbal and written communication skills and organised approach including strong persuasive and negotiation skills.
Excellent organisational skills, attention to detail, and ability to work independently.
If you or anyone in your network, are interested in this or a similar opportunity please don't hesitate to get in touch with our expert financial services recruitment team in BRUIN Financial (Ireland) and we'll take it from there.
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