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Senior Compliance Associate

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Salary Competitive
Type Permanent
Location Dublin
Sector Ireland
Job Reference T8/SXF/31932
Contact Stuart Fairbairn
Date posted 21-06-2019

BRUIN Financial have partnered with a global investment manager that is now looking for a senior compliance associate to join them. This is a broad role that reports into the UK. You will be providing day-to-day European Compliance advice and guidance to a particular European business group and being their European Compliance point of contact.

“This will suit an experienced compliance professional that is career driven and looking to work with a market leader in this space”- Talent Acquisition Specialist

ABOUT THE ROLE:

• Advising on relevant policies and procedures.
• Working with the relevant business group to ensure matters arising on the regulatory timetable are actioned.
• Producing reports for senior management on Compliance advisory activities.
• Conducting new staff Compliance inductions and other regulatory training.
• Handling routine business as usual Compliance queries from the business.
• Assisting the planning, preparation and communication in respect of regulatory visits and periodic requests.
• Conducting internal inquiries and investigations as necessary.
• Advising the Compliance Monitoring team in respect of matters relevant to the oversight of a particular European business group.

ABOUT THE PERSON:

• 4 + years compliance experience in an investment management business or equivalent.
• Knowledge and experience of UK and/or Irish UCITS preferable.
• Excellent verbal and written communication skills and organised approach including strong persuasive and negotiation skills.
• Excellent organisational skills, attention to detail, and ability to work independently.

If you or anyone in your network, are interested in this or a similar opportunity please don't hesitate to get in touch with our expert financial services recruitment team in BRUIN Financial (Ireland) and we'll take it from there.

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Contact Stuart about this job

Analyst, Researcher