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Salary Competitive
Type Permanent
Location Dublin
Sector Ireland
Job Reference T8/SXF/31074
Contact Stuart Fairbairn
Date posted 12-03-2019


"We are seeking an experienced Compliance professional that has strong regulatory knowledge within Ireland to join an outgoing team. Strong UCITS & MIFID experience is a must" -Head of Legal & Compliance

You will have primary responsibility for implementing the compliance oversight framework for the management company business in Dublin.


- Responsible for advising on regulatory matters impacting the management company activities as an UCITS management company and AIFM.
- Support the development and implementation of the Compliance Oversight Framework and Compliance Monitoring Plan for the management company/AIFM.
- Analyse the Central Bank rules affecting the Management Company/AIFM business and monitor regulatory and legislative changes.
- Support the Legal & Compliance team in taking on responsibilities such as training, policies and procedures, due diligence visits and reporting.
- Work closely with various business units, including Account Managers, Onboarding and Business Development/Sales teams to develop compliance policies suitable for all business activities undertaken by the firm.
- Liaise with the Head of Data Management in respect of data queries/breaches.
- Consistently review the compliance policies and procedures to comply with relevant regulations.


- University degree (or equivalent qualification) and ideally with the relevant Compliance or legal qualification.
- Sound grasp of local, legal and regulatory framework, in particular UCITS Regulations, AIFMD, CP86, AML Directive, GDPR and MIFID II.
- Knowledge of marketing and distribution of funds investment services across EU.
- Minimum of five years' experience in a similar role; preferably in a Management Company.
- Excellent written and oral communication skills.
- Strong ability to evaluate regulations and translate the operational impact.

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Analyst, Researcher