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Compliance Officer

Salary £30k to £36k
Type Permanent
Location City of London
Sectors Insurance
Job Reference I5/RYG/34087
Contact Ryan Gillespie
Date posted 15-05-2020

We are currently assisting a very well respected Lloyd’s Broker recruit an experienced Compliance Officer for their forward thinking and proactive Compliance function.

The Broker has always had employee welfare at the forefront of whatever they do, from developing their employee wellbeing to professionally developing their employees. They are one of the leading and well respected Insurance Brokers in their field. The company also has a genuine flexible working approach.

This is a fantastic opportunity to develop your career within the compliance advisory field.

As the Compliance Officer you will be tasked with:

• Supporting the advisory role provided by the wider compliance team by investigating queries and highlighting issues from individual departments ensuring adherance to company policy and procedures, licencing and issues.
• Contributing to Compliance projects, including working with Operational Teams.
• Supporting the Head of Compliance in the managing and delivering the Compliance Plan.
• Assisting in the design/delivery of Thematic reviews.
• Developing the maintenance of registers
• Building compliance reports for internal use
• Assisting in the development of compliance training modules and guides
• Advising the business on any changes to external legislation and regulations (e.g. FCA, Lloyd’s legislation, Money Laundering/Proceeds of Crime, Data Protection)
• Assisting, with preparation of information requests from the FCA and Lloyd’s (and any other relevant regulatory or legislative body).

This truly is a fantastic opportunity to join a well respected internal team. If you have experience of Compliance within the Lloyd’s and London Insurance Market please do not hesitate to apply.

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Contact Ryan about this job

AVP, Consultant