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Group Conduct Officer

Salary Competitive
Type Permanent
Location London
Sectors Insurance
Job Reference CORP/LXB/31308
Contact Lloyd Balfour
Date posted 26-04-2019

An existing opportunity to join an Insurance Group growing in both revenue and acquistion.

The role can be located regionally in Leeds, Birmingham, York, Reading, London due to numerous acquisitions in recent years.

Group Conduct Officer Role

• To provide offices with all necessary information, guidance, advice and documentation to help ensure offices are compliant with FCA and other regulatory and/or group requirements as determined by the Chief Risk Officer
• To assist offices in the implementation of new/changed requirements
• To act as a Risk & Compliance focal point for offices regarding day to day activities
• To be involved in the design and delivery of compliance training
• To assist management and staff implement remedial action from monitoring or external compliance reports where required
• To be involved in analysis and reporting of MI arising from the business as required
• To carry out monitoring activity which compliments and supports the Group assurance function as required including subsequent report and tracking of remedial actions
• To take part in Group or office/business projects as required which may include establishing, drafting and implementation of key areas such as Group standards.
• To assist the Group Head of Compliance, Chief Risk Officer or others as directed in the promotion of Group standards and values.

Ideally General Compliance experience in a range of areas but must have Retail Broker experience. UK Travel is a feature of the role (40% of role and throughout UK)

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Contact Lloyd about this job

Associate, Consultant