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An existing opportunity to join an Insurance Group growing in both revenue and acquistion.
The role is located in Leeds, Yorkshire
Compliance Business Partnering Role
To provide independent support and challenge to the Divisional leadership team in identifying and managing risks to business objectives
To provide expert support, guidance and advice on regulatory matters
To escalate matters of concern
Key Activities - Day to Day include:
Review of higher risk Financial Promotions
Review of complaints referred to FOS
Guidance on the application of Policies owned by Group Risk & Compliance
Technical Compliance advice
Guidance on remedial action required following material breaches, errors & omissions
Delivery of Compliance training against identified needs
Key Activities - Monthly / Quarterly include:
Review of Compliance MI to ensure lessons learned / acted upon from root cause analysis.
Divisional MD / CEO
MDs and Senior Managers
Nominated Compliance Representatives
Other Divisional Business Partners (Finance, HR)
Other members of Group Risk & Compliance.
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