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Lead Manager - Marketing Compliance

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Salary Competitive
Type Permanent
Location
Sectors Europe
Compliance
Job Reference EU01/NXW/33808
Contact Nick White
Date posted 28-02-2020

Our client, a global Asset Manager is looking for a Lead Manager - Marketing Compliance to join their growing team in their Frankfurt office.

Key Responsibilities:
Reviews and identifies potential regulatory issues relating to sales and marketing materials generated by multiple business units.
Responds to regulatory inquiries from business units relating to sales and marketing activities and ensures the firm's policies, procedures and guidelines are communicated and adhered to.
Contributes to the creating of internal manuals, policies and procedures to ensure consistent and sound practices.
Assists the EMEA Communications Compliance Senior Manager in the design of controls, process improvements and other tasks to ensure the maintenance of an efficient review process.

Skills Required:
5 years of Asset Management/Investment Firm experience
Detailed knowledge of German, Swiss and European regulations/regulatory regimes (MIFID, UCITS, AIFMD)
German language skills in a professional environment.
Excellent communication skills.
Knowledge of Luxembourg and UK regulations/regulatory regimes.

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Contact Nick about this job

Associate, Consultant