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Compliance Manager

Salary Competitive
Type Permanent
Location Luxembourg City
Sector Credit & Risk Management
Job Reference EU01/NXW/32986
Contact Nick White
Date posted 31-10-2019

A Global Asset Manager is looking for a Compliance Manager to join their growing team. Your main responsibilities will be for the Company's Regulatory and Compliance function including AML/CFT Compliance at the staff level.

Key Responsibilities:
Perform the Compliance function of the Company inclduing liaising with the regulator for any/all communication as required on compliance matters.
Identify the existing and upcoming rules which may impact the business and the funds under management and ensure their implantation at the company.
Perform regular reviews of procedures and policies, keep up to date the Manual Procedure of the Company and implement all Company Compliance related policies.
Assist the Complaints Handling Officer of the company.
Prepare the Quarterly AML/CFT and Complaints Handling reports to the Senior Management and the Board.
Ensuring prospectus compliance.

Skills Required:
Excellent analytical and communication skills.
Willingness to take ownership of tasks, projects and ad hoc issues.
Strong understanding and proven knowledge of the Luxembourg investment fund industry (UCITS, AIFMD).
Good understanding of the financial markets, financial instruments, portfolio construction, different market risk measures and distribution networks.

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Contact Nick about this job

Associate, Consultant