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Conduct, Compliance and Operational Risk Manager

Salary £75k to £85k
Type Permanent
Location London
Sector Credit & Risk Management
Job Reference T55/DXL/29852
Contact David Lewis
Date posted 19-09-2018

Renowned Retail and Commercial Bank seeking a Conduct, Compliance and Operational Risk Manager to join their London office.
Key responsibilities
• Establish strong relationships across FI, GC and CB Markets with both the business and CBCF
• Review and assess the continuous risk assessment activities undertaken to identify, assess, monitor and control operational risks including Risk Appetite, RCSA, KRIs, Risk Events, Scenario Analysis and Data Validation.
• Review the completeness and accuracy of risks and controls identified and provide the necessary challenge where they are not consistent with 2LOD views.
• Undertake deep dives to assess the control environment.
• Review and assess New Product Approvals (or other such initiatives) and challenge where information is inconsistent with 2LOD views.
• Collaborate with other CCOR Markets colleagues to enable a front to back view of risks and controls to be formed across businesses.

Skills/ Experience required
• A good analytical degree
• Significant financial services operational risk experience, preferably within a commercial banking environment.
• Good knowledge of cash and derivatives products covering Rates, Credit, FX, Loans and Deposits.
• Good front to back process and control knowledge.
• Good Operational Risk Framework knowledge.
• Understanding of the three lines of defence model of risk management

For applications or enquiries, email

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Contact David about this job

Associate, Consultant