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Front Office Controls Manager

Salary £100k
Type Permanent
Location Liverpool
Sector Credit & Risk Management
Job Reference T55/SIMR/29715
Contact Simeon Randell
Date posted 31-08-2018

Global Asset Manager seeking a Front Office Controls Manager to join their London office.
Key Responsibilities
• To drive and support the enhancement and embedding of the Front Office risk and control framework, both regionally and globally.

• Contribute to the ownership, development and maintenance of a Front Office risk and controls reporting and MI dashboard to management and formal committees/boards.

• Operate the risk Incident Management (errors) process for Fixed Income, Equities and Multi Asset teams.

• Contribute to the Risk and Controls Self-Assessment process in respect of the Front Office together with Operational Risk and ensure that it is properly maintained and updated and thus used a key management tool for Front Office.

• Assist in all front office controls-related projects on an ongoing basis.

• Proactive management and oversight on control related tasks on an ongoing basis

• Responsibility for the Business Continuity Planning process to ensure that call cascades, Business Impact Analyses and department recovery plans are maintained and up to date and effective.

• Monitoring and oversight of any Audit or Compliance issues/actions pertaining to the Front Office and the production of reporting/MI.

• Manage, monitor and oversee the Front Office Trading systems with regards user access, permissions, and associated lists regionally/globally.

Skills/ Experience required
• Knowledge and experience of Asset Management processes, products and controls.
• Strong risk and controls mind set
• Strong capability to produce, maintain and analyse various risk and control related reporting/MI/dashboards
• Quick to assess business activities and processes and identify gaps and scope for development or enhancement.
• Advanced Excel/Word/PowerPoint skills.
• Previous experience within a risk, audit or compliance and/or Front-Office controls environment is desirable
For applications or enquiries, email

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AVP, Consultant