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Deputy Head of Client Risk Controls

Salary £100k
Type Permanent
Location London
Sector Credit & Risk Management
Job Reference T55/AXC/29563
Contact Aaron Crowley
Date posted 14-08-2018

Wealth Management arm of a Global Asset Manager seeking a Deputy Head of Client Risk Controls to join their London office.

Overview of role
• Direct management of two members of UK controls staff
• Help develop and maintain efficient operating procedures and controls for the Wealth Management client teams across the division
• Provide regular reporting to senior management highlighting adherence to procedures, any weaknesses in risk and controls and suggest/implement improvements as necessary
• In conjunction with each client risk jurisdiction representative develop, maintain and analyse control matters including but not limited to suitability of and adherence to mandates, portfolio performance, suitability of investments held within client portfolios, anti-money laundering risk, market abuse, personal dealing, dormant accounts and conflicts of interest• Management and resolution of risk events
• Working in coordination with Compliance, Risk, Operations and Business Management, implement any necessary changes to operating procedures resulting from regulatory change.
• Global travel

Essential Skills
• Relevant experience or understanding of front office Wealth Management Operations
• Investment/ Market/ Portfolio risk experience
• Ability to lead, manage, and influence and motivate others
• Solution focussed
Desirable Skills
• CISI Wealth Management Diploma or equivalent
• Significant experience in the Wealth Management industry
• Good technical knowledge and understanding of Wealth Management regulation and best practices
• Understanding and experience of portfolio management an advantage

For applications or enquiries, email

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Contact Aaron about this job

Director, Credit & Risk Management