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|Type||Temporary / Interim|
|Location||City of London|
We are currently working on behalf of our client, a global, leading asset manager, who is looking to hire a new compliance officer to join their dynamic team.
Provide support for the Investments and Trading Compliance team in providing qualitative compliance advice to ensure that regulatory issues are properly dealt with.
Review fund documentation and provision of regulatory advice as it relates to conflicts of interest, risk factors and legal structure considerations.
Partner with the Legal and the Investment teams to provide regulatory advice and support on transactional matters.
Drafting and maintenance of policies and procedures.
Contribute to the creation of management reporting and communication on Compliance matters to senior stakeholders.
Design and implement effective regulatory training initiatives to the business.
A successful candidate will most likely have worked in a role supporting investment teams operating within both the public and private markets.
Ability to influence a highly-performing internal client base by delivering punctual and accurate advice.
Ability to work both autonomously and collaboratively.
Strong organizational skills with ability to prioritise workloads in order to successfully adhere to deadlines.
Strong experience within a regulatory environment and a genuine desire to continually develop such knowledge.
A successful candidate will most likely have at least five years' experience within a control function within the asset management industry or Investment bank within Compliance or Legal.
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