Find a Job

View detailed job description

Compliance Officer

Daily Rate Competitive
Type Temporary / Interim
Location City of London
Sector Compliance
Job Reference L1/ADE/34408
Contact Alice Dee
Date posted 24-08-2020

We are currently working on behalf of our client, a global, leading asset manager, who is looking to hire a new compliance officer to join their dynamic team.

Main Duties:

• Provide support for the Investments and Trading Compliance team in providing qualitative compliance advice to ensure that regulatory issues are properly dealt with.
• Review fund documentation and provision of regulatory advice as it relates to conflicts of interest, risk factors and legal structure considerations.
• Partner with the Legal and the Investment teams to provide regulatory advice and support on transactional matters.
• Drafting and maintenance of policies and procedures.
• Contribute to the creation of management reporting and communication on Compliance matters to senior stakeholders.
• Design and implement effective regulatory training initiatives to the business.


• A successful candidate will most likely have worked in a role supporting investment teams operating within both the public and private markets.
• Ability to influence a highly-performing internal client base by delivering punctual and accurate advice.
• Ability to work both autonomously and collaboratively.
• Strong organizational skills with ability to prioritise workloads in order to successfully adhere to deadlines.
• Strong experience within a regulatory environment and a genuine desire to continually develop such knowledge.
• A successful candidate will most likely have at least five years' experience within a control function within the asset management industry or Investment bank within Compliance or Legal.

Ready to apply for this job? Apply Now

Contact Alice about this job

Associate, Consultant