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Compliance - Associate Director (Fixed Term Contract)

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Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference L1/ADE/34223
Contact Alice Dee
Date posted 07-07-2020

We are looking for experienced professionals with experience in conflicts monitoring for an exciting FTC with a leading ratings agency.

Key responsibilities:

- Manage the full employee onboarding process for assigned geographical region(s)
- Assist employees in understanding the Compliance program in assigned geographical region(s)
- Investigate facts and circumstances to assist Human Resources and the business lines
- Collaborate and communicate extensively with business heads
- Assist colleagues with regulatory examinations

Key skills:

- Demonstrable experience in the financial services industry monitoring for conflicts arising from employee securities trading, outside interests, gifts and entertainment
- Knowledge of local regulatory requirements and obligations
- Advanced ability to identify discrepancies and determine alternative courses of action
- Native level proficiency in German and English

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Contact Alice about this job

Associate, Consultant