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Compliance Officer

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Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/AXP/33721
Contact Adam Pollard
Date posted 18-02-2020

We are working with a premiere emerging markets boutique asset manager specializing in emerging and frontier markets debt. They are looking for a Compliance Officer. You will get involved in the development of the regulatory oversight of the Branch.

Key responsibilities:

- In co-operation with headquarter Legal & Compliance, develop and integrate the branch’s UK compliance requirements into the global compliance procedures
- Overseeing the branch’s compliance with all FCA and EU mandated requirements.
- Performing compliance training sessions for existing and new staff.
- Undertaking compliance monitoring and reviews.

Key skills:

- Relevant buy side compliance experience
- Experience with trading surveillance preferred, but not essential.
- Strong analytical and organizational skills.
- Excellent written and oral communication skills

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Contact Adam about this job

AVP, Consultant