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Guideline Monitoring Analyst

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Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/JOES/33716
Contact Joe Smith
Date posted 18-02-2020

A reputable Investment Management firm is currently looking for a Portfolio Monitoring Analyst to join their Investment Compliance team.
Your main responsibilities will include:
• To assist the UK Monitoring Team in covering both pre and post trade monitoring.
• To manage off shored and outsourced activities
• Maintain pre and post trade monitoring restrictions using the relevant monitoring system: Aladdin system. Tasks will include coding or instruction to third parties, review and testing for client take-ons, fund launches and IMA amendments.
• Support the off shored Monitoring team with daily exception monitoring on and other manual monitoring activities.
• Undertake automated and manual exception monitoring pre and post trade where required.
The ideal candidate will have:
• Comprehensive experience in trade compliance monitoring an advantage.
• Candidate would be encouraged to work towards and gain the IMC
• Excellent organisational, time management and decision making.
• Strong understanding of the investment management process across the full range of asset classes and client types.
• Strong understanding of compliance monitoring processes including interpretation of discretionary client investment management agreements.

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Contact Joe about this job

AVP, Consultant