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UK & Regional
BRUIN Financial is working with Global Financial Services client in Liverpool to secure a permanent Vice President Compliance Professional.
As a Compliance Advisory you will be responsible for the development of the compliance for the assigned business units.
Independently contributes to the compliance efforts of the business units and may direct the work of more junior professionals.
Responsible for assisting the business units by developing strategies to bring them into compliance with complex regulatory and policy requirements.
Analyses existing and proposed legislation, regulatory announcements and industry practices in order to lead the assigned businesses in developing and implementing procedures to meet existing and upcoming requirements.
Maintains strong working relationships with outside regulators, government officials and senior business unit managers in order to ensure the timely delivery of information and increase the likelihood of favourable conditions for compliance activities.
Supervise the compliance advisory team.
Qualifications & Skills:
Experience in CASS/Custody side and understands funds.
Experience operating at senior level; interact with business, field questions from the regulators.
Any experience in either COLL Advisory, conflicts of business, SIPPS or CASS.
Understands custody business, expertise on client money client assets.
Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred.
A competitive salary and benefits package are on offer, please contact Chris Neal on 0161 697 3661 for more information or apply via email.
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