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Compliance Monitoring Analyst

Daily Rate £250 to £300
Type Temporary / Interim
Location London
Sector Compliance
Job Reference T93/RDS/32663
Contact Ryan De Stadler
Date posted 19-09-2019

Compliance Monitoring Analyst - Surveillance - Asset Management - London £300 per day
A growing Asset Management firm is looking to appoint an experienced Compliance Monitoring Analyst into a long term contract position in their London office. This role requires an analytical thinker with strong thematic review and trade surveillance experience.
Compliance Monitoring Analyst -London - £300 per day

The Company

With over £12billion AUM, this growing Asset Manager has a well estrablished client base and a sound investment strategy that continues to deliver results.

The Role

As the Compliance Monitoring Analyst you will form part of the 2nd line of defence and focus on conducting monitoring reviews, comms surveillance, best execution monitoring and MI reporting. Using multiple automated alert systems, you will follow up on high risk alerts and assist in ensuring the monitoring plan remains robust and up to date.

Minimum Requirements

Strong background in Compliance monitoring within Asset Management/Wealth Management
Experience in trade surveillance systems
Up to date with current regulations (MAR, FCA Frameworks, etc)

Please email your updated cv to

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Contact Ryan about this job

AVP, Consultant