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Senior Compliance Officer

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Salary £70k to £90k
Type Permanent
Location London
Sector Compliance
Job Reference T3A/AXP/32523
Contact Adam Pollard
Date posted 03-09-2019

We are currently working with a leading Investment Management firm who are currently recruiting for a Senior Compliance Officer to join the fund management team.
As the Senior Compliance Officer you will take ownership of:
• To provide compliance and operational support to the fund management team
• Oversee the management, development and implementation of policies/procedures – maintaining relevant records and carrying out related tasks
• Liaise with compliance to ensure regulatory requirements are met
• To provide support to the Investment Control team in monitoring the various funds related businesses (both on and offshore), reporting on breaches, mandate compliance etc
The successful candidate will have:
• Recent experience working in the same sector (Fund Management) would be beneficial
• Proficient in Word, Excel and similar software
• Good knowledge of the current UK regulatory environment

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Contact Adam about this job

AVP, Consultant