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Compliance Officer - Frankfurt

Salary Competitive
Type Permanent
Sector Compliance
Job Reference T3A/JOES/32377
Contact Joe Smith
Date posted 13-08-2019

One of our investment management clients is currently seeking a Compliance Officer to permanently join their team in Frankfurt and will be the key link their German office.

Key responsibilities will include:
- Acting as the general compliance function for the German office and provide training of staff
- Liaising with the relevant regulators including BaFIN
- Liaising with International teams to advice on regulatory issues regarding the wider Investment business
- Providing input and reporting to the Client and Distribution Services Committee and governing bodies

Key requirements:
- Experience of working in the asset management industry
- Understanding of the regulators processes that impact an asset manager and the upcoming regulatory change programme
- Ability to communicate with the wider business across different jurisdictions

For more information or to hear about more opportunities within financial services please contact Joe Smith on 0203 145 3376 or at

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Contact Joe about this job

AVP, Consultant