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Compliance Advisory Associate

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Daily Rate £600 to £750
Type Temporary / Interim
Location London
Sector Compliance
Job Reference T93/RDS/32339
Contact Ryan De Stadler
Date posted 09-08-2019

Compliance Advisory Associate – Investment Banking – Multiple Products – London £600 to £750 per day

A long term contract opportunity has come available at a leading international investment bank at their London head office for an experienced Compliance Advisory professional. This role operates at Associate Director Level and requires experience across FX, securities lending, liquidity and cash management.
Compliance Advisory Associate - £600 to £750 per day

The Company
A leading international investment bank with global coverage of multiple investment markets and sectors. Currently growing their UK operations, this forward thinking investment bank rewards excellence at all levels across the business.

The Role
As the Compliance Advisory Associate you will be responsible for advising management across the Investment and Treasury functions of the business. This will include establishing and maintaining risk based compliance programmes, developing effective relationships with regulators, identifying compliance risks and recommending action. A key focus of your role will be providing technical advice across markets, treasury and investor services for the business.

Minimum Requirements
Advanced knowledge of UK an European markets compliance
Compliance Advisory experience in Investment Banking, Custody and Investpor Services
Exposure to technological change in Financial Services
COBS, CASS, MAR, DISP, SYSC, SUP, MiFID, MAD, EMIR, SFTR knowledge (SME level)

Please email your updated cv to ryan.destadler@bruinfinancial.com

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Contact Ryan about this job

AVP, Consultant