Find a Job

View detailed job description

EMEA Head of Surveillance

Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/AXP/32333
Contact Adam Pollard
Date posted 08-08-2019

One of global Investment banks is currently seeking an EMEA Head of Surveillance to join their compliance team in London on a permanent basis.

Key responsibilities will include:
- Assisting on regulatory enquiries to the Regulatory Practice Group
- Providing guidance and managerial support to the surveillance coverage team
- Representing the bank at external industry and groups
- Discussing escalations to the Line of Business Compliance officer and Business Personnel
- Providing training to the team on certain surveillances
- Carrying out risk assessments on a periodic basis relating to specific market conduct risks

Key requirements:
- Previous experience in Compliance and surveillance
- Knowledge of exchange rules, securities and regulations
- Proven ability to manage projects and assimilate information

For more information or to hear about more opportunities in financial services please contact Adam Pollard at

Ready to apply for this job? Apply Now

Contact Adam about this job

AVP, Consultant