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EMEA Head of Surveillance

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Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/AXP/32333
Contact Adam Pollard
Date posted 08-08-2019

One of global Investment banks is currently seeking an EMEA Head of Surveillance to join their compliance team in London on a permanent basis.

Key responsibilities will include:
- Assisting on regulatory enquiries to the Regulatory Practice Group
- Providing guidance and managerial support to the surveillance coverage team
- Representing the bank at external industry and groups
- Discussing escalations to the Line of Business Compliance officer and Business Personnel
- Providing training to the team on certain surveillances
- Carrying out risk assessments on a periodic basis relating to specific market conduct risks

Key requirements:
- Previous experience in Compliance and surveillance
- Knowledge of exchange rules, securities and regulations
- Proven ability to manage projects and assimilate information

For more information or to hear about more opportunities in financial services please contact Adam Pollard at Adam.Pollard@bruinfinancial.com

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