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|Salary||£35k to £50k|
BRUIN financial is currently working with a Global hedge fund to find a Compliance Analyst for their London office.
The role will:
Assist in the maintenance of the Firms compliance programme and records
Assist in regulatory reporting, including short sale and trade and transaction reporting.
Assist in the maintenance and administration of compliance certifications, disclosures and preapproval requests.
Help maintain and administer compliance certifications, disclosures and preapproval requests.
Provide support for regulatory examinations, internal investigations, regulatory inquiries, and internal and external audits and inspections
Provide support to maintain the Firms Conflict/Risk Assessment and on due diligence reviews, including background checks, of pending employees and regulatory licensing applications.
Ideal Qualifications for the role:
Two to four years experience working in the Compliance department of a financial services company
Understanding of and experience working with the rules and regulations and compliance processes and systems
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