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Compliance Analyst

Salary £35k to £50k
Type Permanent
Location London
Sector Compliance
Job Reference T3A/AXP/32133
Contact Adam Pollard
Date posted 18-07-2019

BRUIN financial is currently working with a Global hedge fund to find a Compliance Analyst for their London office.

The role will:

• Assist in the maintenance of the Firm’s compliance programme and records
• Assist in regulatory reporting, including “short sale and trade and transaction reporting”.
• Assist in the “maintenance and administration” of compliance certifications, disclosures and preapproval requests.
• Help maintain and administer compliance certifications, disclosures and preapproval requests.
• Provide support for regulatory examinations, internal investigations, regulatory inquiries, and internal and external audits and inspections
• Provide support to maintain the Firm’s Conflict/Risk Assessment and on due diligence reviews, including background checks, of pending employees and regulatory licensing applications.

Ideal Qualifications for the role:

• Two to four years’ experience working in the Compliance department of a financial services company
• Understanding of and experience working with the rules and regulations and compliance processes and systems

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Contact Adam about this job

AVP, Consultant