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Alternatives Compliance Officer

Salary Competitive
Type Permanent
Location City of London
Sector Compliance
Job Reference T3A/JOES/32122
Contact Joe Smith
Date posted 16-07-2019

BRUIN Financial is currently working with a leading Asser Manager in London looking for a Compliance Officer to join their team. This role will assist the investment compliance advisory team on its growing alternatives investments platform.

As the Compliance Officer you will be responsible for duties such as:

• Working closely with the global Legal & Compliance team to provide compliance support and guidance with respect to the alternatives space

• Drafting, implementing, and evaluating the adequacy and effectiveness of the organization’s policies, procedures and internal controls.

• Performing general compliance and operational risk related functions as instructed.

• Implementing reviews and monitoring processes related to the trading activities of the investment teams.

The ideal candidate for the role should have

• Experience in the Asset Management industry

• Solid knowledge of applicable laws and regulations governing alternative products and vehicles, including funds and related portfolio investments.

• The ability to work in an environment where day-to-day interactions will be partially with team members and internal clients located in offices located in other countries

• The ability to initiate and drive projects to completion and to handle senior management relations and internal stakeholders”

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Contact Joe about this job

AVP, Consultant