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|Location||City of London|
BRUIN Financial is currently working with a leading Asser Manager in London looking for a Compliance Officer to join their team. This role will assist the investment compliance advisory team on its growing alternatives investments platform.
As the Compliance Officer you will be responsible for duties such as:
Working closely with the global Legal & Compliance team to provide compliance support and guidance with respect to the alternatives space
Drafting, implementing, and evaluating the adequacy and effectiveness of the organizations policies, procedures and internal controls.
Performing general compliance and operational risk related functions as instructed.
Implementing reviews and monitoring processes related to the trading activities of the investment teams.
The ideal candidate for the role should have
Experience in the Asset Management industry
Solid knowledge of applicable laws and regulations governing alternative products and vehicles, including funds and related portfolio investments.
The ability to work in an environment where day-to-day interactions will be partially with team members and internal clients located in offices located in other countries
The ability to initiate and drive projects to completion and to handle senior management relations and internal stakeholders
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