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Director, Compliance, Legal, Finance & Ireland
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|Salary||£80k to £100k|
BRUIN financial is currently working with a leading multinational financial services company to find a Associate Director to join and lead the Compliance Monitoring team. As the Associate Director you will be primarily assisting the team by assessing the adequacy and effectiveness of the day-to-day controls established to manage regulatory compliance risk.
Key responsibilities of the role:
Oversee and, where required, lead the completion of effective risk assessments to drive the UK (European for Capital Markets) Compliance Monitoring Plan.
Lead and deliver timely and accurate compliance monitoring reviews that opine on the adequacy of 1st and 2nd line systems, controls and processes to manage Regulatory and Conduct risk.
Deliver timely responses to internal audit and external regulatory
Lead ad-hoc projects and activities as required.
Ideal Candidate requirements:
Experience in Banking and Finance, preferably with a Capital Markets focus.
Compliance Monitoring and Auditing experience.
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