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Advice Quality Assurance - FTC

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Daily Rate £35k to £40k
Type Temporary / Interim
Location London
Sector Compliance
Job Reference T93/RDS/31823
Contact Ryan De Stadler
Date posted 26-06-2019

Advice Quality Assurance – FTC - Wealth Management – FCA Assurance – London £40 000

A growing Private Wealth Manager is looking to appoint an Advice Quality Assurance professional in a 6 month Fixed Term Contract role in their London office. This role works across 2 divisions to ensure both internal and FCA guidelines are being followed across Financial Advisory functions of the business.
Advice Quality Assurance – 6 month FTC - £40 000 + benefits

The Company
An international Wealth Management firm with over 100 years of continued success. This award winning organisation continues to grow through both strategic market coverage and acquisitions both locally and abroad.

The Role
As the Advice Quality Assurance specialist, you will monitor and support the financial advice given through the company’s advisors to clients. This will include reviewing and auditing client files, providing feedback to advisors and managers, highlight trends/concerns to management and produce MI on the progress. A key focus will be working across multiple projects as the Assurance specialist for the business.

Minimum Requirements
Strong background in Financial Planning review
Regulatory knowledge across Wealth Management processes
Excellent communication skills

Please email your updated cv to ryan.destadler@bruinfinancial.com

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Contact Ryan about this job

AVP, Consultant