Contact Ryan about this job
Find a Job
|Daily Rate||£35k to £40k|
|Type||Temporary / Interim|
|Contact||Ryan De Stadler|
Advice Quality Assurance FTC - Wealth Management FCA Assurance London £40 000
A growing Private Wealth Manager is looking to appoint an Advice Quality Assurance professional in a 6 month Fixed Term Contract role in their London office. This role works across 2 divisions to ensure both internal and FCA guidelines are being followed across Financial Advisory functions of the business.
Advice Quality Assurance 6 month FTC - £40 000 + benefits
An international Wealth Management firm with over 100 years of continued success. This award winning organisation continues to grow through both strategic market coverage and acquisitions both locally and abroad.
As the Advice Quality Assurance specialist, you will monitor and support the financial advice given through the companys advisors to clients. This will include reviewing and auditing client files, providing feedback to advisors and managers, highlight trends/concerns to management and produce MI on the progress. A key focus will be working across multiple projects as the Assurance specialist for the business.
Strong background in Financial Planning review
Regulatory knowledge across Wealth Management processes
Excellent communication skills
Please email your updated cv to email@example.com
Ready to apply for this job? Apply Now