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Compliance Manager - Pensions - Manchester

Salary £30k to £40k
Type Permanent
Location Manchester
Sectors Compliance
UK & Regional
Credit & Risk Management
Job Reference UK2C/jxl/31766
Contact Josh Littlemore
Date posted 06-06-2019

BRUIN Financial is working with Financial Planning services client based in Central Manchester to secure a permanent Compliance Manager.

Compliance Manager is needed to assist the business in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place by the business to ensure compliance with its obligations under the regulatory system.

Compliance Manager will be acting as the Deputy Compliance Officer for the business, providing day-to-day support and assistance to the CF10/SMF16 and carrying out all of the aspects of that role in the absence of the Compliance Director.

Experience in a similar (compliance/audit) role gained within the Financial Services Industry, preferably in the Financial Adviser / Pensions Transfers sector.

Relevant professional qualifications, preferably including an appropriate qualification relating to Pension Transfers (e.g. CII Certificate in Pension Transfer Advice, Diploma in Financial Planning + AF7 Pension Transfers, G60 paper of the Advanced Financial Planning Certificate).

Please send your CV for immediate consideration.

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Contact Josh about this job

AVP, Consultant