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Compliance Assistant (Luxembourg)

Salary Competitive
Type Permanent
Location Luxembourg City
Sector Compliance
Job Reference T3A/WXB/31561
Contact William Brown
Date posted 15-05-2019

We are currently working with a Leading Asset Manager who are looking for a Compliance Assistant to join their team in Luxembourg

As the Compliance Assistant your main duties will include:
-Assist in the implementation of the firms’ compliance strategy and in-house controls to ensure continued good standing with the regulators (FCA & SEC).
-Monitor breaches and manage the resolution of potential and actual events to achieve optimum outcome for the business and clients.
-Monitor outside developments in the wider financial services sector to keep knowledge base up to date, awareness of relevant issues and Regulatory hot topics to contribute to the management of the business.
-Review and sign off of marketing documentation, newsletters and advertising.

The successful incumbent will have:
- Fluency in English (verbal and written). Intermediate or advanced French language competency also desirable. German would be an advantage.
-Prior experience working within the financial services industry would be advantageous, particularly within an asset management firm or fund service provider.
-Intermediate ability on desktop applications such as Microsoft Office required.

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Contact William about this job

Associate, Consultant