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AML Quality Assurance Officer

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Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/AXP/31515
Contact Adam Pollard
Date posted 09-05-2019

Our client, a leading Asset Manager is currently recruiting for an AML Assurance Officer to join their Financial Crime Department. This role will report to the Head of Compliance and will ensure the timely implementation of AML policies and programs and the provision of advice to the business.
As the AML lead, your main responsibilities will include:
• Assist the regional Head of AML to manage staff of AML professionals in the UK and when needed wider EMEA including goal setting, professional development, performance reviews etc.
• Manage and respond to regulators, government agencies and both internal and external auditors on issues as they relate to AML and sanctions requirements
• Conduct annual regional Risk Assessment Workshop, prepare analysis of results, and execute the AML risk responses including management and conduct of the AML monitoring and surveillance program
• Maintain and monitor AML tracking reports (CDD/EDD status, high risk reviews, action items etc.) and prepare monthly and ad hoc management reports

The successful incumbent will have:
• Strong background in anti-money laundering compliance across a broad spectrum of financial services including asset management, banking and trading.
• Demonstrated leadership/team management, management of staff would be beneficial.
• Demonstrated ability to draft clear and professional correspondence, policies, procedures and reports

For more information on the role please contact Adam Pollard on 02031453369 or william.brown@bruinfinancial.com

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AVP, Consultant