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Investment Compliance - Coding

Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/JOES/31507
Contact Joe Smith
Date posted 08-05-2019

A leading Asset Management firm in London is currently looking for a Guideline Management Coding Associate to join their Investment Compliance team.
As the Guideline Management Coding Associate your main responsibilities will include:
• Manage all aspects of guideline management, from sign-off of new mandates, interpretation, coding, quality control and through to review breach information
• Interpretation of investment restrictions for Funds (Regulatory, Prospectus and Internal restrictions) and segregated mandates, covering Fixed Income and Currency portfolios
• Oversight and coding of investment guidelines into Charles River
• Foster strong working relationships with the front office, whilst maintaining an independent view
• Ensure adherence to all Policies and Procedures affecting Guideline Management
The successful incumbent will have:
• Working knowledge of compliance applications used within the industry for the coding of investment guidelines and in particular Charles River.
• Good Product knowledge covering all the major asset classes
• Working knowledge of the regulatory framework for European funds (UCITS)
• Control orientated
• Strong all round PC skills (Microsoft applications)

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Contact Joe about this job

AVP, Consultant