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|Salary||£45k to £65k|
BRUIN Financial are currently partnering with a highly reputable Hedge Fund based in London who are looking for a Compliance Officer for a 12 Month Maternity Cover. This role will be covering for one of the team of four, reporting in to the Compliance Manager, and then the Director, Risk & Compliance.
As the Maternity Cover, your main duties will be:
Completion of daily tests, including:
Shareholding positions, for possible market disclosure, Investment Mandate adherence, Restrictions and Exposures Monitoring, Restricted List Monitoring.
Preparation and submission of regulatory reports to FCA and SEC, including Annex IV,
Form PF (Advise Technologies), Gabriel returns, Form ADV etc.
Maintenance of Order Management Systems (Eze Software) Compliance Module rules
Performing elements of the Compliance Monitoring Programme, which includes the
monitoring of operations, trading and best execution.
The ideal candidate will have:
Professional or compliance qualifications or experience, and/or be degree-educated.
The successful applicant would ideally also have experience of UK financial services compliance, in an asset management or funds environment.
Knowledge of AIFMD Risk Management requirements and processes
For more information please contact Adam Pollard on 02031453348 or email@example.com
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