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Compliance Testing & Monitoring Officer

Daily Rate £400 to £500
Type Temporary / Interim
Location London
Sector Compliance
Job Reference T93/RDS/31105
Contact BRUIN Financial
Date posted 24-03-2019

Compliance Testing & Monitoring Officer – International Asset Manager – 6 Month Contract – London £400 to £500 per day

A 6 month day rate contract has come available at a top international asset manager in their London office. This role focuses on thematic testing and monitoring across operational and regulatory control in an Asset Management environment. This role requires a hands on individual with strong regulatory risk experience.
Compliance Testing & Monitoring Officer – £400 to £500 per day

The Company
One of the largest Global Asset Managers with coverage across all major international markets operating across multiple asset classes. This company has an enviable reputation and is known for its excellence and forward thinking.

The Role
As the Compliance Testing & Monitoring Officer you will support the monitoring and thematic testing reviews across the EMEA region and other international jurisdictions of the business. This will include enhancing the existing framework, managing stakeholder relationships and building awareness and understanding of the regulatory review lifecycle.

Minimum Requirements
Strong background in Asset Management Compliance
Previous experience in Deep Dive Regulatory reviews
Strong understanding of FCA regulations
Excellent communication skills

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