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Our client, an international Financial Services Lending organisation, is looking for a Head of Compliance in a newly created role.
Responsible for all day to day aspects of the business compliance activities
Providing input at senior level on Compliance matters affecting the business
Identifying and analysing business and operational risks
Managing and Directing the Compliance team effectively. Providing leadership and motivating staff
To ensure the monitoring program is completed effectively and that issues are owned and resolved by the appropriate business area
Providing training, including induction meetings, development and education to the firm on all compliance and business matters on an ongoing basis
Providing guidance and approve financial promotions and marketing materials
Substantial business experience gained in the financial services industry (5 years+).
A background of working with financial regulators, auditors and external Legal Counsel
Detailed knowledge and full understanding of the FCA regulations with the ability to apply the rulings to the business evidenced by appropriate qualifications
Knowledge of Consumer Credit Act 1974
Knowledge of the Regulated Mortgage Contract rules and the Mortgage Credit Directive
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