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Head of Compliance

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Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/JOES/31005
Contact Joe Smith
Date posted 05-03-2019

Our client, an international Financial Services Lending organisation, is looking for a Head of Compliance in a newly created role.

Responsibilities
• Responsible for all day to day aspects of the business’ compliance activities
• Providing input at senior level on Compliance matters affecting the business
• Identifying and analysing business and operational risks
• Managing and Directing the Compliance team effectively. Providing leadership and motivating staff
• To ensure the monitoring program is completed effectively and that issues are owned and resolved by the appropriate business area
• Providing training, including induction meetings, development and education to the firm on all compliance and business matters on an ongoing basis
• Providing guidance and approve financial promotions and marketing materials

Requirements
• Substantial business experience gained in the financial services industry (5 years+).
• A background of working with financial regulators, auditors and external Legal Counsel
• Detailed knowledge and full understanding of the FCA regulations with the ability to apply the rulings to the business – evidenced by appropriate qualifications
• Knowledge of Consumer Credit Act 1974
• Knowledge of the Regulated Mortgage Contract rules and the Mortgage Credit Directive

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Contact Joe about this job

AVP, Consultant