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KYC Subject Matter Expert - QC - Birmingham

Salary £32k to £35k
Type Permanent
Location Birmingham
Sectors Compliance
UK & Regional
Job Reference UK2C/jxl/30970
Contact Josh Littlemore
Date posted 28-02-2019

BRUIN Financial is working with a Global Corporate and Investment Banking Organisation based in Central Birmingham. Our client is looking to strengthen the regulatory team within the Financial Crime Division with KYC/AML/Compliance Subject Matter Experts at associate level.

Essential for these roles is strong Quality Control (QC)/ Quality Assurance experience. Ideally 1 or 2 years working in a QC focussed role and reviewing files.

Key Responsibilities will include:
• Collecting relevant KYC information
• Undertaking research via internal and external sources
• Gathering and analysing KYC documentation in accordance with regulatory and the Bank’s Anti-Money Laundering (AML) policy requirements to identify AML risks associated with the client, and assess overall risk
• Working effectively with key stakeholders using strong influencing skills to ensure the mutually satisfactory resolution of key issues and that the respective responsibilities are understood, agreed, and escalated where required
• Implementing any required change in static data and resolution of any matters arising from the review

Skills & Qualifications:
• Strong Quality Control (QC)/ Quality Assurance (QA)
• Proven relevant work experience (AML/KYC/compliance related) within the corporate financial services industry and/or research/analytics role in other banks or financial institutions
• Familiarity with AML/KYC regulations and industry guidelines (FSA, JMLSG, 4th EU Money Laundering Directive, MiFID, US PATRIOT Act, US Bank Secrecy Act, US Foreign Corrupt Practices Act (FCPA) and UK Bribery Act)
• Understanding of Control, Compliance/AML, Investigation functions in the banking industry
• Understanding of the possible implications of financial sanctions on banks and financial institutions (OFAC, HM Treasury, EU and UN sanctions)
• Excellent understanding of the end to end KYC and client on-boarding processes

Please submit your CV to for consideration.

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Contact Josh about this job

AVP, Consultant