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|Salary||£32k to £35k|
UK & Regional
BRUIN Financial is working with a Global Corporate and Investment Banking Organisation based in Central Birmingham. Our client is looking to strengthen the regulatory team within the Financial Crime Division with KYC/AML/Compliance Subject Matter Experts at associate level.
Essential for these roles is strong Quality Control (QC)/ Quality Assurance experience. Ideally 1 or 2 years working in a QC focussed role and reviewing files.
Key Responsibilities will include:
Collecting relevant KYC information
Undertaking research via internal and external sources
Gathering and analysing KYC documentation in accordance with regulatory and the Banks Anti-Money Laundering (AML) policy requirements to identify AML risks associated with the client, and assess overall risk
Working effectively with key stakeholders using strong influencing skills to ensure the mutually satisfactory resolution of key issues and that the respective responsibilities are understood, agreed, and escalated where required
Implementing any required change in static data and resolution of any matters arising from the review
Skills & Qualifications:
Strong Quality Control (QC)/ Quality Assurance (QA)
Proven relevant work experience (AML/KYC/compliance related) within the corporate financial services industry and/or research/analytics role in other banks or financial institutions
Familiarity with AML/KYC regulations and industry guidelines (FSA, JMLSG, 4th EU Money Laundering Directive, MiFID, US PATRIOT Act, US Bank Secrecy Act, US Foreign Corrupt Practices Act (FCPA) and UK Bribery Act)
Understanding of Control, Compliance/AML, Investigation functions in the banking industry
Understanding of the possible implications of financial sanctions on banks and financial institutions (OFAC, HM Treasury, EU and UN sanctions)
Excellent understanding of the end to end KYC and client on-boarding processes
Please submit your CV to Josh.Littlemore@bruinfinancial.com for consideration.
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