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Global Markets Compliance Officer

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Salary £65k to £80k
Type Permanent
Location London
Sector Compliance
Job Reference T3A/AXP/30850
Contact Adam Pollard
Date posted 11-02-2019

We are currently working with one of the leading European Investment Banking Corporations who are currently recruiting a Global Markets Compliance Officer position with their FICC Advisory team.

As the Global Markets Compliance Officer you will have:

• Primary responsibility for Business Compliance activities in relation to defined businesses with the London Global Markets area in London.
• Developing, compliance policies as well as coordinating and monitoring the effectiveness of compliance support for the relevant business within the framework of the overall compliance strategy and the Compliance strategy set by the UK Head of Compliance.
• Establish a strong relationship not only with these business units, but also with Head Office Markets Compliance staff, and relevant London Global Markets management in the UK.
• Be responsible for providing that effective Compliance policies and procedures relating to the relevant London Global Markets businesses and any other designated London business are drafted and implemented.

The successful candidate will have prior knowledge and experience within:

• Various compliance regimes impacting London Global markets, particularly the UK and EU, but also APAC and US (Dodd-Frank Act, Volcker Rule, MAD/MAR, MiFID II/R, EMIR, FATCA etc)
• Relevant experience working as business compliance with front office in an investment banking environment across a variety of business lines and products, particularly Commodities.
• Excellent communication skills, both written and oral, along with sound analytical skills and good judgement, with a proven ability as a problem solver.

For more information please contact Adam Pollard on 02031453348 or adam.pollard@bruinfinancial.com

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Contact Adam about this job

Associate, Consultant