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Client Due Diligence Analyst - Financial Services - Glasgow

Salary £22k to £33k
Type Permanent
Location Scotland
Sectors Compliance
UK & Regional
Investment & Middle Office
Job Reference UK2E/PXS/30786
Contact BRUIN Financial
Date posted 04-02-2019

BRUIN Financial is working with Global Bank in Glasgow to secure a permanent Client Due Diligence Analyst with experience of on-boarding high risk clients.

Our Global Corporate Banking Team is looking to strengthen its Financial Crime risk management and as Client Due Diligence Analyst your main responsibilities will include:

• Tracking the daily workload of reviews in the queue and provide workflow status reporting on a daily basis
• Opening files, request information and supporting evidence from front office relationship manager or obtain from public sources or other internal information
• Following agreed SDD/CDD/EDD policy, standards and procedures and apply these diligently to each client review raising any queries as appropriate
• Providing daily progress MI on progress against targets
• Escalating high risk cases to 2nd line of defence for sign-off
• Responding to any ad-hoc queries

Minimum skills and experience required:
• Previous experience in financial crime (KYC/AML & Sanctions) is essential, preferably in a KYC/CDD/ODD role including client screening
• A working knowledge of multiple entity types is required including Corporates, Non-Banking Financial Institutions, F.I.’s, Trusts, Funds, Public Authorities etc, and ability to assess the risks associated to multiple entity types
• Knowledge of regulatory classifications across MiFID, EMIR, Dodd Frank, FATCA & Volcker is desirable
• Experience in banking is beneficial; ideally from an investment or corporate banking environment to understand the customers and their people (shareholders/ controllers), or in a similar environment where this experience could be gained
• The KYC/CDD/ODD Analyst should be able to work well with their financial crime peers in a team. Good stakeholder management skills are required to work with front office staff to request and obtain the necessary CDD/EDD information and evidence from the client, and transaction reviews.

Competitive salary and benefits offered, contact Priya Sirpal on 0161 204 3440

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