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Assistant Manager - Compliance

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Salary Competitive
Type Permanent
Location Surrey
Sector Compliance
Job Reference T3A/WXB/30548
Contact William Brown
Date posted 03-01-2019

Our client, a leading asset manager is seeking to hire a Compliance Assistant Manager who will liaise with their UK Business Compliance Department based in Surrey. This is a permanent position supporting and contributing to the business to meet their regulatory requirements.

Key Responsibilities:
- Providing day to day compliance advice to the business.
- Ensuring regulatory requirements are met and contributing to regulatory change projects
- Supporting the Business Compliance team and Compliance Director
- Monitoring ongoing regulatory developments
- Implementing effective regulatory risk controls in compliance monitoring activities

Key Competencies:
- Knowledge of FCA requirements and previous experience working in a compliance function
- Problem-solving skills and ability to adapt to different situations
- Well organised; attention to detail and great communication skills

If you would like to apply for this position please get in touch with William Brown on 02031453369 or at William.brown@bruinfinancial.com

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Contact William about this job

Associate, Consultant