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Regulatory Compliance Adviser

Salary £110k
Type Permanent
Location London
Sectors Compliance
Job Reference T3A/WXB/29720
Contact William Brown
Date posted 31-08-2018

A Tier 1 Global Organisation is looking for a Regulatory Compliance Adviser to join their dynamic team in a London office.


• Provide advise, guidance and compliance support to the global investment banking business arm and any relevant Compliance functions
• Advise and guide assurance teams within Regional and Global Business Compliance teams and support the company’s RC strategy by identifying, informing and advising Senior Management of any issues and trends that may impact or be relevant to the company’s management
• Carry out impact analysis and give advice on regulatory changes and business strategic initiatives and execute various RC change and implementing Operating Model changes in alignment to the Global Standards
• Ensuring effective Regulator Compliance input to the governance and reporting processes operated by Global Business
• Provide compliance input into Regulatory Compliance projects at the direction of the Heads of Regulatory Compliance and systems developments as they relate to the firm globally

Skills and Qualifications:

• Experience within a global financial services industry
• Understanding of investment products and Regulatory Compliance framework and its function
• Experienced with operating in a global regulatory environment

If you are interested in applying for this position contact William Brown on 02031453369 or e-mail at

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Contact William about this job

Associate, Consultant