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Global investment Management Company is looking for a CASS Manager to ensure compliance with regulatory requirements in their London based Office.
Main responsibilities include:
Preparing and maintaining CASS MI and CMAR
Analyzing CASS regulatory changes, resolve related risks, issues and breaches that impact the business
Provide subject matter expertise on CASS and Transaction Reporting to support education and training to the business
Act as point of contact for auditors in relations to CASS
Sound knowledge of CASS regulations and rulebook and implications of recent FCA policy statements
Knowledge of other regulatory obligations that could affect the business such as Transaction reporting.
Asset Management operations background and experience of end-to-end operations
Understanding of an investment management business with general knowledge of operational functions
If you are interested in applying for this position contact Joe Smith on 02031453376 or e-mail at Joe.email@example.com
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