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CASS Manager

Salary Competitive
Type Permanent
Location London
Sectors Compliance
Job Reference T3A/JOES/29668
Contact Joe Smith
Date posted 28-08-2018

Global investment Management Company is looking for a CASS Manager to ensure compliance with regulatory requirements in their London based Office.

Main responsibilities include:

• Preparing and maintaining CASS MI and CMAR
• Analyzing CASS regulatory changes, resolve related risks, issues and breaches that impact the business
• Provide subject matter expertise on CASS and Transaction Reporting to support education and training to the business
• Act as point of contact for auditors in relations to CASS

Candidate requirements:

• Sound knowledge of CASS regulations and rulebook and implications of recent FCA policy statements
• Knowledge of other regulatory obligations that could affect the business such as Transaction reporting.
• Asset Management operations background and experience of end-to-end operations
• Understanding of an investment management business with general knowledge of operational functions

If you are interested in applying for this position contact Joe Smith on 02031453376 or e-mail at

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Contact Joe about this job

AVP, Consultant