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Compliance Associate

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Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/JOES/29466
Contact Joe Smith
Date posted 31-07-2018

Our client, an FX & Derivatives Brokerage, is looking for a Compliance Associate to join their Compliance department based in London. The successful candidate will have good Compliance knowledge gained on the sell side, ideally including Advisory experience.

Key responsibilities include:
• Providing compliance advisory support to the business
• Undertaking compliance monitoring tasks where required
• Maintaining and enhancing compliance policies and procedures
• Liaising with and reporting to senior management where required
• Providing compliance training where required

Required skills and experience:
• Good entry level experience in a compliance position, ideally 1-2 years
• Advisory experience is desirable
• Good product knowledge, particularly around FX & Derivatives
• Great communication skills
• Analytically minded

For more information please contact Joe Smith on 020 3145 3376, or joe.smith@bruinfinancial.com

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AVP, Consultant