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Compliance Monitoring Officer

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Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/AXP/29389
Contact Adam Pollard
Date posted 19-07-2018

Our client, a global Third Party Administrator, is looking for a Compliance Monitoring Officer to join their Compliance department based in London. The successful candidate will have strong experience in Compliance Monitoring within Financial Services.

Key responsibilities include:
• Undertaking thematic compliance reviews
• Preparing and undertaking periodic compliance reviews
• Escalating findings of reviews where required
• Liaising with senior management regularly to keep them in the loop with the compliance agenda

Required skills and experience:
• Strong experience in compliance monitoring, assurance or audit
• Experience conducting business-wide reviews
• Good understanding of regulatory requirements
• Analytically minded

For more information please contact Adam Pollard on 020 3145 3348, or adam.pollard@bruinfinancial.com

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Associate, Consultant