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Compliance Monitoring Officer

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Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/AXP/29355
Contact Adam Pollard
Date posted 17-07-2018

Our client, a Top Tier Global Banking Group, is looking for a Compliance Monitoring Officer to join their compliance department based in London. The successful candidate will have strong experience of compliance monitoring within Investment Banking.

Key responsibilities include:
• Undertaking periodic monitoring reviews to test regulatory controls in place
• Delivering thematic monitoring reviews where required on a variety of themes, as and when deemed appropriate
• Escalating findings where required and taking the appropriate action to mitigate risks discovered
• Identifying trends in risks found, and supporting the business appropriately

Required skills and experience:
• Strong compliance monitoring experience within a large Investment Bank
• Good knowledge of the FCA handbook, as well as the regulatory environment in all affected areas
• Experience liaising with senior stakeholders
• Analytically minded

For more information please contact Adam Pollard on 020 3145 3348, or adam.pollard@bruinfinancial.com

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Associate, Consultant