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Compliance Officer

Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/JOES/29333
Contact Joe Smith
Date posted 16-07-2018

Our client, a Top Tier Asset Manager, is looking for Compliance Officer to join their Compliance department based in London, particularly focusing on PA Dealing and Gifts & Entertainment. The successful candidate will have good experience in these areas, having gained this within Financial Services.

Key responsibilities include:
• Monitoring the G&E, and PAD logs to ensure all logs are in line with regulatory requirements, and escalating anything where deemed appropriate
• Escalating logging discrepancies when required
• Delivering MI to senior management where required
• Developing and enhancing policies and procedures around G&E and PAD

Required skills and experience:
• Good experience with monitoring G&E and PAD
• Experience within a buy-side firm is preferred
• Good understanding of financial services
• Analytically minded

For more information please contact Joe Smith on 020 3145 3376, or

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AVP, Consultant