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Private Side Advisory Compliance

Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/HGW/29229
Contact Harry Warwick
Date posted 03-07-2018

Our client, a top tier banking group, is looking for a Compliance Advisory Officer to join their Compliance team based in London. The successful candidate will have good compliance experience around the private side.

Key responsibilities include:
• Delivering compliance advisory support on private side issues, particularly around ECM and DCM
• Developing compliance processes, policies and procedures to develop and enhance the compliance function around private side
• Liaise with other business units and senior stakeholders where required
• Supporting the regional head of compliance on all matters relating to capital markets

Required skills and experience:
• Strong experience in private side advisory
• Good understanding of investment banking
• Working knowledge of ECM and DCM
• Analytically minded

For more information please contact Harry Warwick on 020 3145 3362, or

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Contact Harry about this job

Director, Compliance, Finance & Legal