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Compliance Advisory (Fixed Income)

Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/AXP/29181
Contact Adam Pollard
Date posted 27-06-2018

Our client, a Top Tier Investment Bank, is looking for a Compliance Advisory Officer to join the business, specifically focusing on Fixed Income. The successful candidate will have a strong compliance advisory background, with good knowledge around Fixed Income.

Key responsibilities include:
• Providing advisory support to the business on markets compliance, particularly around Fixed Income
• Reviewing and approving financial promotions and other marketing materials
• Ensuring all sales and trades are adherent with regulatory requirements
• Developing and implementing policies and procedures around markets regulatory requirements

Required skills and experience:
• Strong experience of compliance markets advisory
• Working knowledge of investment banking and public side trading
• Great communication skills

For more information please contact Adam Pollard on 020 3145 3348, or

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Associate, Consultant