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Compliance Monitoring

Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/HGW/29087
Contact Harry Warwick
Date posted 15-06-2018

Our client, a top tier Asset Manager, is looking for a Compliance Monitoring Officer to join their team based in London. The successful candidate will have good experience in Compliance Monitoring within an Asset Management firm.

Key responsibilities:
• Undertake compliance monitoring reviews, both periodic and thematic
• Escalate findings from reviews where required
• Liaising with other compliance departments to assess planned reviews as well as findings where required
• Assisting with compliance risk assessments where required

Required skills and experience:
• Experience delivering compliance monitoring reviews
• Good working knowledge of the processes within asset management
• Strong knowledge of regulatory requirements in the UK and abroad
• Analytically minded

For more information please contact Harry Warwick on 020 3145 3362, or

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Contact Harry about this job

Director, Compliance, Finance & Legal