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Head of Compliance

Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/HGW/29059
Contact Harry Warwick
Date posted 13-06-2018

Our client, a top tier Alternatives investment house, is looking for a Head of Compliance to join their Compliance department based in London. The successful candidate will have very strong experience in a leadership role within Compliance, having broad exposure to all areas of compliance within an alternatives firm.

Key responsibilities include:
• Delivering a Compliance Monitoring Programme
• Ensuring all policies and procedures are maintained
• Signing off on financial promotions
• Delivering advisory support to the business
• Ensuring all AML risks are appropriately managed

Required skills and experience:
• Thorough compliance experience within an investment management house dealing in alternatives
• Strong knowledge of all areas of compliance including AML
• Management experience gained within compliance
• Working knowledge of the FCA handbook and the regulatory environment in the UK and abroad

For more information please contact Harry Warwick on 020 3145 3362, or

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Director, Compliance, Finance & Legal